InsiderTrades

Form 4 for ADTN ADTRAN Holdings, Inc.

Accepted 2021-09-07 00:00:00 ET · period of report 2021-08-29 · accession 0000926282-21-000035 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2021-09-07 2021-09-02 ADTN NICHOLS ROY J Dir D - Sale to Iss $24.57 -0.56 63.9K -0.0% -$13.76
DM 2021-09-07 2021-08-29+ ADTN NICHOLS ROY J Dir M - OptEx — +87.56 63.8K +0.1% —
DM 2021-09-07 2021-08-29+ ADTN NICHOLS ROY J Dir M - OptEx $0.00 -87.56 0 -100% $0
D 2021-09-07 2021-09-02 ADTN NICHOLS ROY J Dir A - Grant $0.00 +26.47 26.47 New $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-09-02 D D 0.56 $24.57 63,870 D — — (F1) Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
2 Common Common Stock 2021-09-02 M A 26.47 — 63,870.56 D — — (F1) Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
3 Common Common Stock 2021-08-29 M A 61.09 — 63,844.09 D — — (F1) Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
4 Derivative Dividend Equivalent Rights 2021-09-02 M D 26.47 $0.00 0 D — · — to — 26.47 Common Stock (F1) Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
5 Derivative Dividend Equivalent Rights 2021-08-29 M D 61.09 $0.00 0 D — · — to — 61.09 Common Stock (F1) Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
6 Derivative Dividend Equivalent Rights 2021-09-02 A A 26.47 $0.00 26.47 D — · — to — 26.47 Common Stock (F2) Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.