Form 4 for ADTN ADTRAN Holdings, Inc.

Accepted 2021-09-07 00:00:00 ET · period of report 2021-09-02 · accession 0000926282-21-000046 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-09-07	2021-09-02	ADTN	Wilson James Denson Jr	Chief Revenue Off	A - Grant	$20.72	+40.72	41.2K	+0.1%	+$843.72
DI	2021-09-07	2021-09-02	ADTN	Wilson James Denson Jr	Chief Revenue Off	A - Grant	$18.84	+16.76	4,065	+0.4%	+$315.76
D	2021-09-07	2021-09-02	ADTN	Wilson James Denson Jr	Chief Revenue Off	A - Grant	$20.56	+73.94	17.0K	+0.4%	+$1,520

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-02	A	A	40.72	$20.72	41,184.61	D 401(k) Plan	—	—	(F1) Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.
2	Common	Common Stock	2021-09-02	A	A	16.76	$18.84	4,064.71	I	—	—	(F1) Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.
3	Derivative	Phantom Stock	2021-09-02	A	A	73.94	$20.56	16,968.20	D	— · — to —	73.94 Common Stock	(F1) Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. (F2) Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. (F3) The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time.