Form 4/A for ADTN ADTRAN Holdings, Inc.

Accepted 2021-12-20 00:00:00 ET · period of report 2021-11-17 · accession 0000926282-21-000087 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
A	2021-12-20	2021-11-17	ADTN	Wilson James Denson Jr	Chief Revenue Off	A - Grant	$0.00	+12.2K	50.9K	+31%	$0
A	2021-12-20	2021-11-17	ADTN	Wilson James Denson Jr	Chief Revenue Off	F - Tax	$20.91	-3,575	47.3K	-7%	-$74.8K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-11-17	A	A	12,178	$0.00	50,884.61	D	—	—	(F1) On November 19, 2021, the reporting person filed a Form 4 which inadvertently netted the vesting of performance shares against shares withheld for taxes. These shares represent the vesting of performance shares awarded pursuant to a grant on November 9, 2018 under the ADTRAN, Inc. 2015 Employee Stock Incentive Plan. (F2) This inadvertent error caused the number of Common Shares Beneficially Owned following the reported transaction to be incorrect. The new amount in column 5 reflects the corrected Common Shares Beneficially Owned.
2	Common	Common Stock	2021-11-17	F	D	3,575	$20.91	47,309.61	D	—	—	(F3) On November 19, 2021, the reporting person filed a Form 4 which inadvertently netted the vesting of performance shares against shares withheld for taxes. In addition, the the Form 4 inadvertently omitted the withholding of an additional 609 shares for taxes. These shares represent the vesting of performance shares awarded pursuant to a grant on November 9, 2018 under the ADTRAN, Inc. 2015 Employee Stock Incentive Plan. (F2) This inadvertent error caused the number of Common Shares Beneficially Owned following the reported transaction to be incorrect. The new amount in column 5 reflects the corrected Common Shares Beneficially Owned.