Form 4 for ADTN ADTRAN Holdings, Inc.
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0000926282-22-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2021-12-31 | ADTN | HUSS H FENWICK | Dir | M - OptEx | — | +114.48 | 52.4K | +0.2% | — |
| D | 2022-01-04 | 2021-12-31 | ADTN | HUSS H FENWICK | Dir | D - Sale to Iss | $22.83 | -0.48 | 52.4K | -0.0% | -$10.96 |
| D | 2022-01-04 | 2021-12-31 | ADTN | HUSS H FENWICK | Dir | A - Grant | $0.00 | +3,943 | 56.4K | +8% | $0 |
| D | 2022-01-04 | 2021-12-31 | ADTN | HUSS H FENWICK | Dir | M - OptEx | $0.00 | -114.48 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | M | A | 114.48 | — | 52,437.48 | D | — | — | (F1) Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. |
| 2 | Common | Common Stock | 2021-12-31 | D | D | 0.48 | $22.83 | 52,437 | D | — | — | (F1) Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. |
| 3 | Common | Common Stock | 2021-12-31 | A | A | 3,943 | $0.00 | 56,380 | D | — | — | (F2) Represents restricted stock award grant that vests in full on the first anniversary of the date of grant. |
| 4 | Derivative | Dividend Equivalent Rights | 2021-12-31 | M | D | 114.48 | $0.00 | 0 | D | — · — to — | 114.48 Common Stock | (F1) Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. |