InsiderTrades

Form 4 for ADTN ADTRAN Holdings, Inc.

Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0000926282-22-000004 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2022-01-04 2021-12-31 ADTN Jacqueline Hourigan Rice Dir A - Grant $0.00 +3,943 3,943 New $0
DI 2022-01-04 2021-12-31 ADTN Jacqueline Hourigan Rice Dir M - OptEx — +114.48 41.4K +0.3% —
DI 2022-01-04 2021-12-31 ADTN Jacqueline Hourigan Rice Dir J - Other $0.00 +6,094 41.3K +17% $0
D 2022-01-04 2021-12-31 ADTN Jacqueline Hourigan Rice Dir J - Other $0.00 -6,094 0 -100% $0
DI 2022-01-04 2021-12-31 ADTN Jacqueline Hourigan Rice Dir D - Sale to Iss $22.83 -0.48 41.4K -0.0% -$10.96
D 2022-01-04 2021-12-31 ADTN Jacqueline Hourigan Rice Dir M - OptEx $0.00 -114.48 0 -100% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-12-31 A A 3,943 $0.00 3,943 D — — (F3) Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.
2 Common Common Stock 2021-12-31 M A 114.48 — 41,427.48 I As Trustee — — (F2) Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
3 Common Common Stock 2021-12-31 J A 6,094 $0.00 41,313 I As Trustee — — (F1) Upon vesting 6,094 shares previously reported as direct beneficial ownership are now held in a trust and therefore are now reported as an indirect beneficial ownership.
4 Common Common Stock 2021-12-31 J D 6,094 $0.00 0 D As Trustee — — (F1) Upon vesting 6,094 shares previously reported as direct beneficial ownership are now held in a trust and therefore are now reported as an indirect beneficial ownership.
5 Common Common Stock 2021-12-31 D D 0.48 $22.83 41,427 I — — (F2) Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
6 Derivative Dividend Equivalent Rights 2021-12-31 M D 114.48 $0.00 0 D — · — to — 114.48 Common Stock (F2) Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.