Form 4 for ADTN ADTRAN Holdings, Inc.
Accepted 2022-08-11 00:00:00 ET · period of report 2022-08-09 · accession 0000926282-22-000045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-11 | 2022-08-09 | ADTN | Foliano Michael | CFO, SVP of Fin | F - Tax | $23.86 | -21.8K | 153.6K | -12% | -$520.5K |
| DM | 2022-08-11 | 2022-08-09 | ADTN | Foliano Michael | CFO, SVP of Fin | M - OptEx | $17.01 | +29.0K | 154.8K | +23% | +$493.0K |
| DM | 2022-08-11 | 2022-08-09 | ADTN | Foliano Michael | CFO, SVP of Fin | M - OptEx | $0.00 | -29.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-09 | F | D | 10,783 | $23.86 | 157,405.37 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-09 | M | A | 13,546 | $16.97 | 168,188.37 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-09 | F | D | 4,191 | $23.86 | 154,642.37 | D | — | — | |
| 4 | Common | Common Stock | 2022-08-09 | M | A | 5,271 | $18.97 | 158,833.37 | D | — | — | |
| 5 | Common | Common Stock | 2022-08-09 | M | A | 5,644 | $15.33 | 157,189.37 | D | — | — | |
| 6 | Common | Common Stock | 2022-08-09 | F | D | 3,212 | $23.86 | 151,545.37 | D | — | — | |
| 7 | Common | Common Stock | 2022-08-09 | M | A | 4,516 | $16.97 | 154,757.37 | D | — | — | |
| 8 | Common | Common Stock | 2022-08-09 | F | D | 3,627 | $23.86 | 153,562.37 | D | — | — | |
| 9 | Derivative | Incentive Stock Option (Right to Buy) | 2022-08-09 | M | D | 5,271 | $0.00 | 0 | D | $18.97 · — to 2024-11-14 | 5,271 Common Stock | (F5) The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. |
| 10 | Derivative | Incentive Stock Option (Right to Buy) | 2022-08-09 | M | D | 5,644 | $0.00 | 0 | D | $15.33 · — to 2025-11-14 | 5,644 Common Stock | (F5) The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. |
| 11 | Derivative | Incentive Stock Option (Right to Buy) | 2022-08-09 | M | D | 4,516 | $0.00 | 0 | D | $16.97 · — to 2022-11-03 | 4,516 Common Stock | (F5) The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. |
| 12 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-08-09 | M | D | 13,546 | $0.00 | 0 | D | $16.97 · — to 2022-11-03 | 13,546 Common Stock | (F5) The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. |