Form 4 for ADTN ADTRAN Holdings, Inc.
Accepted 2022-08-15 00:00:00 ET · period of report 2022-08-11 · accession 0000926282-22-000048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-15 | 2022-08-11 | ADTN | STANTON THOMAS R | COB, CEO, Dir | F - Tax | $24.25 | -62.0K | 855.5K | -7% | -$1.50M |
| DM | 2022-08-15 | 2022-08-11 | ADTN | STANTON THOMAS R | COB, CEO, Dir | M - OptEx | $16.97 | +75.4K | 848.0K | +10% | +$1.28M |
| DM | 2022-08-15 | 2022-08-11 | ADTN | STANTON THOMAS R | COB, CEO, Dir | M - OptEx | $0.00 | -75.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-11 | F | D | 4,124 | $24.25 | 843,851.09 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-11 | M | A | 69,473 | $16.97 | 913,324.09 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-11 | F | D | 57,867 | $24.25 | 855,457.09 | D | — | — | |
| 4 | Common | Common Stock | 2022-08-11 | M | A | 5,893 | $16.97 | 847,975.09 | D | — | — | |
| 5 | Derivative | Incentive Stock Option (Right to Buy) | 2022-08-11 | M | D | 5,893 | $0.00 | 0 | D | $16.97 · — to 2022-11-06 | 5,893 Common Stock | (F3) The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. |
| 6 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-08-11 | M | D | 69,473 | $0.00 | 0 | D | $16.97 · — to 2022-11-06 | 69,473 Common Stock | (F3) The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. |