Form 4 for ADTN ADTRAN Holdings, Inc.
Accepted 2022-08-15 00:00:00 ET · period of report 2022-08-11 · accession 0000926282-22-000049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-15 | 2022-08-11 | ADTN | Wilson James Denson Jr | Chief Revenue Off | D - Sale to Iss | $24.19 | -47.6K | 132.3K | -26% | -$1.15M |
| DM | 2022-08-15 | 2022-08-11 | ADTN | Wilson James Denson Jr | Chief Revenue Off | M - OptEx | $17.41 | +43.8K | 137.5K | +47% | +$763.0K |
| DM | 2022-08-15 | 2022-08-11 | ADTN | Wilson James Denson Jr | Chief Revenue Off | M - OptEx | $0.00 | -43.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-11 | D | D | 5,271 | $24.17 | 132,255.15 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-11 | D | D | 3,797 | $24.29 | 128,458.15 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-11 | D | D | 12,522 | $24.18 | 132,255.15 | D | — | — | |
| 4 | Common | Common Stock | 2022-08-11 | M | A | 12,522 | $15.33 | 144,777.15 | D | — | — | |
| 5 | Common | Common Stock | 2022-08-11 | D | D | 19,772 | $24.18 | 132,255.15 | D | — | — | |
| 6 | Common | Common Stock | 2022-08-11 | M | A | 19,772 | $18.97 | 152,027.15 | D | — | — | |
| 7 | Common | Common Stock | 2022-08-11 | D | D | 6,260 | $24.17 | 132,255.15 | D | — | — | |
| 8 | Common | Common Stock | 2022-08-11 | M | A | 6,260 | $15.33 | 138,515.15 | D | — | — | |
| 9 | Common | Common Stock | 2022-08-11 | M | A | 5,271 | $18.97 | 137,526.15 | D | — | — | |
| 10 | Derivative | Incentive Stock Option (Right to Buy) | 2022-08-11 | M | D | 5,271 | $0.00 | 0 | D | $18.97 · — to 2024-11-15 | 5,271 Common Stock | (F1) The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. |
| 11 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-08-11 | M | D | 12,522 | $0.00 | 0 | D | $15.33 · — to 2025-11-14 | 12,522 Common Stock | (F1) The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. |
| 12 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-08-11 | M | D | 19,772 | $0.00 | 0 | D | $18.97 · — to 2024-11-15 | 19,772 Common Stock | (F1) The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. |
| 13 | Derivative | Incentive Stock Option (Right to Buy) | 2022-08-11 | M | D | 6,260 | $0.00 | 0 | D | $15.33 · — to 2025-11-14 | 6,260 Common Stock | (F1) The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. |