Form 4/A for ADTN ADTRAN Holdings, Inc.
Accepted 2022-09-02 00:00:00 ET · period of report 2022-08-11 · accession 0000926282-22-000051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2022-09-02 | 2022-08-11 | ADTN | Wilson James Denson Jr | Chief Revenue Off | S - Sale+OE | $24.19 | -47.6K | 132.3K | -26% | -$1.15M |
| DMA | 2022-09-02 | 2022-08-11 | ADTN | Wilson James Denson Jr | Chief Revenue Off | M - OptEx | $17.41 | +43.8K | 138.5K | +46% | +$763.0K |
| DMA | 2022-09-02 | 2022-08-11 | ADTN | Wilson James Denson Jr | Chief Revenue Off | M - OptEx | $0.00 | -43.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-11 | S | D | 5,271 | $24.17 | 132,255.15 | D | — | — | (F1) These shares were sold in multiple transactions at prices ranging from $24.07 to $24.45, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. |
| 2 | Common | Common Stock | 2022-08-11 | S | D | 12,522 | $24.18 | 132,255.15 | D | — | — | (F2) These shares were sold in multiple transactions at prices ranging from $24.07 to $24.38, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. |
| 3 | Common | Common Stock | 2022-08-11 | M | A | 12,522 | $15.33 | 144,777.15 | D | — | — | |
| 4 | Common | Common Stock | 2022-08-11 | S | D | 19,772 | $24.18 | 132,255.15 | D | — | — | (F2) These shares were sold in multiple transactions at prices ranging from $24.07 to $24.38, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. |
| 5 | Common | Common Stock | 2022-08-11 | M | A | 19,772 | $18.97 | 152,027.15 | D | — | — | |
| 6 | Common | Common Stock | 2022-08-11 | M | A | 5,271 | $18.97 | 137,526.15 | D | — | — | |
| 7 | Common | Common Stock | 2022-08-11 | S | D | 3,797 | $24.29 | 128,458.15 | D | — | — | (F3) These shares were sold in multiple transactions at prices ranging from $24.15 to $24.41, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. |
| 8 | Common | Common Stock | 2022-08-11 | M | A | 6,260 | $15.33 | 138,515.15 | D | — | — | |
| 9 | Common | Common Stock | 2022-08-11 | S | D | 6,260 | $24.17 | 132,255.15 | D | — | — | (F1) These shares were sold in multiple transactions at prices ranging from $24.07 to $24.45, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. |
| 10 | Derivative | Incentive Stock Option (Right to Buy) | 2022-08-11 | M | D | 5,271 | $0.00 | 0 | D | $18.97 · — to 2024-11-15 | 5,271 Common Stock | (F4) The options granted to the reporting person vested in four equal annual installments beginning on the first anniversary of the date of the grant, which was November 15, 2014. |
| 11 | Derivative | Incentive Stock Option (Right to Buy) | 2022-08-11 | M | D | 6,260 | $0.00 | 0 | D | $15.33 · — to 2025-11-14 | 6,260 Common Stock | (F5) The options granted to the reporting person vested in four equal annual installments beginning on the first anniversary of the date of the grant, which was November 14, 2015. |
| 12 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-08-11 | M | D | 19,772 | $0.00 | 0 | D | $18.97 · — to 2024-11-15 | 19,772 Common Stock | (F4) The options granted to the reporting person vested in four equal annual installments beginning on the first anniversary of the date of the grant, which was November 15, 2014. |
| 13 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-08-11 | M | D | 12,522 | $0.00 | 0 | D | $15.33 · — to 2025-11-14 | 12,522 Common Stock | (F5) The options granted to the reporting person vested in four equal annual installments beginning on the first anniversary of the date of the grant, which was November 14, 2015. |