Form 4 for DVA DaVita
Accepted 2021-08-11 00:00:00 ET · period of report 2021-08-09 · accession 0000927066-21-000138 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-11 | 2021-08-09 | DVA | ACKERMAN JOEL | CFO, Treasuer | M - OptEx | $68.89 | +145.2K | 180.7K | +409% | +$10.00M |
| D | 2021-08-11 | 2021-08-09 | DVA | ACKERMAN JOEL | CFO, Treasuer | F - Tax | $133.17 | -37.2K | 68.3K | -35% | -$4.96M |
| D | 2021-08-11 | 2021-08-09 | DVA | ACKERMAN JOEL | CFO, Treasuer | D - Sale to Iss | $133.17 | -75.1K | 105.6K | -42% | -$10.00M |
| D | 2021-08-11 | 2021-08-09 | DVA | ACKERMAN JOEL | CFO, Treasuer | M - OptEx | $0.00 | -145.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-09 | M | A | 145,159 | $68.89 | 180,659 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-09 | F | D | 37,226 | $133.17 | 68,340 | D | — | — | (F2) Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 3 | Common | Common Stock | 2021-08-09 | D | D | 75,093 | $133.17 | 105,566 | D | — | — | (F1) Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 4 | Derivative | Stock Appreciation Rights | 2021-08-09 | M | D | 145,159 | $0.00 | 0 | D | $68.89 · 2020-02-21 to 2022-02-21 | 145,159 Common Stock | (F3) The Stock Appreciation Rights were granted on February 21, 2017, which vested 50% each on February 21, 2020 and February 21, 2021. (F4) Expiration date incorrectly reported as February 21, 2021 on Form 4/A filed on February 23, 2017. |