Form 4 for DVA DaVita
Accepted 2021-09-08 00:00:00 ET · period of report 2021-09-03 · accession 0000927066-21-000156 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-08 | 2021-09-03 | DVA | STAFFIERI MICHAEL DAVID | COO, DKC | M - OptEx | $65.48 | +37.1K | 117.8K | +46% | +$2.43M |
| D | 2021-09-08 | 2021-09-03 | DVA | STAFFIERI MICHAEL DAVID | COO, DKC | F - Tax | $133.52 | -10.2K | 89.4K | -10% | -$1.36M |
| D | 2021-09-08 | 2021-09-03 | DVA | STAFFIERI MICHAEL DAVID | COO, DKC | D - Sale to Iss | $133.52 | -18.2K | 99.6K | -15% | -$2.43M |
| D | 2021-09-08 | 2021-09-03 | DVA | STAFFIERI MICHAEL DAVID | COO, DKC | M - OptEx | $0.00 | -37.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-03 | M | A | 37,101 | $65.48 | 117,783 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-03 | F | D | 10,192 | $133.52 | 89,396 | D | — | — | (F2) Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 3 | Common | Common Stock | 2021-09-03 | D | D | 18,195 | $133.52 | 99,588 | D | — | — | (F1) Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 4 | Derivative | Stock Appreciation Rights | 2021-09-03 | M | D | 37,101 | $0.00 | 0 | D | $65.48 · 2020-05-15 to 2022-06-06 | 37,101 Common Stock | (F3) The Stock Appreciation Rights were granted on June 6, 2017, which vested 50% each on May 15, 2020 and May 15, 2021. |