Form 4 for DVA DaVita
Accepted 2022-03-28 00:00:00 ET · period of report 2022-03-24 · accession 0000927066-22-000044 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-28 | 2022-03-24 | DVA | HEARTY JAMES O | CCO | M - OptEx | $65.48 | +2,283 | 17.2K | +15% | +$149.5K |
| D | 2022-03-28 | 2022-03-24 | DVA | HEARTY JAMES O | CCO | D - Sale to Iss | $109.86 | -1,361 | 15.9K | -8% | -$149.5K |
| D | 2022-03-28 | 2022-03-24 | DVA | HEARTY JAMES O | CCO | F - Tax | $109.86 | -267 | 15.6K | -2% | -$29.3K |
| D | 2022-03-28 | 2022-03-24 | DVA | HEARTY JAMES O | CCO | M - OptEx | $0.00 | -2,283 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-24 | M | A | 2,283 | $65.48 | 17,228 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-24 | D | D | 1,361 | $109.86 | 15,867 | D | — | — | (F1) Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 3 | Common | Common Stock | 2022-03-24 | F | D | 267 | $109.86 | 15,600 | D | — | — | (F2) Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 4 | Derivative | Stock Appreciation Rights | 2022-03-24 | M | D | 2,283 | $0.00 | 0 | D | $65.48 · 2020-05-15 to 2022-06-06 | 2,283 Common Stock | (F3) The Stock Appreciation Rights were granted on June 6, 2017, which vested 50% each on May 15, 2020 and May 15, 2021. |