Form 4 for DVA DaVita
Accepted 2022-06-07 00:00:00 ET · period of report 2022-06-06 · accession 0000927066-22-000118 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-07 | 2022-06-06 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | M - OptEx | $65.48 | +20.9K | 87.1K | +32% | +$1.37M |
| D | 2022-06-07 | 2022-06-06 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | D - Sale to Iss | $96.70 | -14.2K | 72.9K | -16% | -$1.37M |
| D | 2022-06-07 | 2022-06-06 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | F - Tax | $96.70 | -3,636 | 69.3K | -5% | -$351.6K |
| D | 2022-06-07 | 2022-06-06 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | M - OptEx | $0.00 | -20.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-06 | M | A | 20,929 | $65.48 | 87,092 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-06 | D | D | 14,172 | $96.70 | 72,920 | D | — | — | (F1) Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 3 | Common | Common Stock | 2022-06-06 | F | D | 3,636 | $96.70 | 69,284 | D | — | — | (F2) Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 4 | Derivative | Stock Appreciation Rights | 2022-06-06 | M | D | 20,929 | $0.00 | 0 | D | $65.48 · 2020-05-15 to 2022-06-06 | 20,929 Common Stock | (F3) The Stock Appreciation Rights were granted on June 6, 2017, which vested 50% each on May 15, 2020 and May 15, 2021. (F4) Expiration date previously reported in error as May 15, 2022 on Form 4 filed on June 8, 2017. |