Form 4 for DVA DaVita
Accepted 2023-05-12 00:00:00 ET · period of report 2023-05-10 · accession 0000927066-23-000111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-12 | 2023-05-10 | DVA | HEARTY JAMES O | CCO | M - OptEx | $66.29 | +26.3K | 58.8K | +81% | +$1.74M |
| D | 2023-05-12 | 2023-05-10 | DVA | HEARTY JAMES O | CCO | S - Sale+OE | $101.64 | -5,745 | 32.6K | -15% | -$583.9K |
| D | 2023-05-12 | 2023-05-10 | DVA | HEARTY JAMES O | CCO | F - Tax | $100.72 | -3,237 | 38.3K | -8% | -$326.0K |
| D | 2023-05-12 | 2023-05-10 | DVA | HEARTY JAMES O | CCO | D - Sale to Iss | $100.72 | -17.3K | 41.5K | -29% | -$1.74M |
| D | 2023-05-12 | 2023-05-10 | DVA | HEARTY JAMES O | CCO | M - OptEx | $0.00 | -26.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-10 | M | A | 26,276 | $66.29 | 58,835 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-10 | S | D | 5,745 | $101.64 | 32,559 | D | — | — | (F3) Represents the weighted average sale price of $101.6386. The range of prices for the sale of these shares was $101.33 - $102.08 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-05-10 | F | D | 3,237 | $100.72 | 38,304 | D | — | — | (F2) Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 4 | Common | Common Stock | 2023-05-10 | D | D | 17,294 | $100.72 | 41,541 | D | — | — | (F1) Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 5 | Derivative | Stock Appreciation Rights | 2023-05-10 | M | D | 26,276 | $0.00 | 0 | D | $66.29 · 2021-05-15 to 2023-05-15 | 26,276 Common Stock | (F4) The Stock Appreciation Rights were granted on May 15, 2018, which vested 50% each on May 15, 2021 and May 15, 2022. |