Form 4 for DVA DaVita
Accepted 2023-05-12 00:00:00 ET · period of report 2023-05-10 · accession 0000927066-23-000115 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-12 | 2023-05-10 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | S - Sale+OE | $99.24 | -15.9K | 91.2K | -15% | -$1.58M |
| D | 2023-05-12 | 2023-05-10 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | F - Tax | $100.72 | -5,742 | 107.2K | -5% | -$578.3K |
| D | 2023-05-12 | 2023-05-10 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | D - Sale to Iss | $100.72 | -22.2K | 112.9K | -16% | -$2.24M |
| D | 2023-05-12 | 2023-05-10 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | M - OptEx | $66.29 | +33.8K | 135.2K | +33% | +$2.24M |
| D | 2023-05-12 | 2023-05-10 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | M - OptEx | $0.00 | -33.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-10 | S | D | 15,941 | $99.24 | 91,245 | D | — | — | (F3) Represents the weighted average sale price of $99.2403. The range of prices for the sale of these shares was $99.00 - $99.46 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-05-10 | F | D | 5,742 | $100.72 | 107,186 | D | — | — | (F2) Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 3 | Common | Common Stock | 2023-05-10 | D | D | 22,236 | $100.72 | 112,928 | D | — | — | (F1) Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 4 | Common | Common Stock | 2023-05-10 | M | A | 33,784 | $66.29 | 135,164 | D | — | — | |
| 5 | Derivative | Stock Appreciation Rights | 2023-05-10 | M | D | 33,784 | $0.00 | 0 | D | $66.29 · 2021-05-15 to 2023-05-15 | 33,784 Common Stock | (F4) The Stock Appreciation Rights were granted on May 15, 2018, which vested 50% each on May 15, 2021 and May 15, 2022. |