Form 4 for DVA DaVita
Accepted 2023-05-12 00:00:00 ET · period of report 2023-05-10 · accession 0000927066-23-000117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-12 | 2023-05-10 | DVA | Rodriguez Javier | CEO, Dir | D - Sale to Iss | $100.72 | -58.1K | 345.8K | -14% | -$5.85M |
| D | 2023-05-12 | 2023-05-10 | DVA | Rodriguez Javier | CEO, Dir | F - Tax | $100.72 | -13.2K | 332.5K | -4% | -$1.33M |
| DM | 2023-05-12 | 2023-05-10 | DVA | Rodriguez Javier | CEO, Dir | S - Sale+OE | $99.43 | -16.9K | 317.0K | -5% | -$1.68M |
| D | 2023-05-12 | 2023-05-10 | DVA | Rodriguez Javier | CEO, Dir | A - Grant | $0.00 | +58.8K | 374.4K | +19% | $0 |
| D | 2023-05-12 | 2023-05-10 | DVA | Rodriguez Javier | CEO, Dir | M - OptEx | $66.29 | +88.2K | 403.8K | +28% | +$5.85M |
| D | 2023-05-12 | 2023-05-10 | DVA | Rodriguez Javier | CEO, Dir | M - OptEx | $0.00 | -88.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-10 | D | D | 58,059 | $100.72 | 345,776 | D | — | — | (F1) Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 2 | Common | Common Stock | 2023-05-10 | F | D | 13,238 | $100.72 | 332,538 | D | — | — | (F2) Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 3 | Common | Common Stock | 2023-05-10 | S | D | 1,400 | $100.04 | 315,622 | D | — | — | (F4) Represents the weighted average sale price of $100.0443. The range of prices for the sale of these shares was $99.99 - $100.12 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-05-10 | S | D | 15,516 | $99.38 | 317,022 | D | — | — | (F3) Represents the weighted average sale price of $99.383. The range of prices for the sale of these shares was $98.96 - $99.94 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2023-05-10 | A | A | 58,780 | $0.00 | 374,402 | D | — | — | (F5) Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2019, of which 100% will vest on May 15, 2023. |
| 6 | Common | Common Stock | 2023-05-10 | M | A | 88,213 | $66.29 | 403,835 | D | — | — | |
| 7 | Derivative | Stock Appreciation Rights | 2023-05-10 | M | D | 88,213 | $0.00 | 0 | D | $66.29 · 2021-05-15 to 2023-05-15 | 88,213 Common Stock | (F6) The Stock Appreciation Rights were granted on May 15, 2018, which vested 50% each on May 15, 2021 and May 15, 2022. |