Form 4 for DVA DaVita
Accepted 2023-08-24 00:00:00 ET · period of report 2023-08-22 · accession 0000927066-23-000199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-24 | 2023-08-22 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | F - Tax | $101.89 | -9,630 | 91.1K | -10% | -$981.2K |
| D | 2023-08-24 | 2023-08-22 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | S - Sale+OE | $101.81 | -9,794 | 81.3K | -11% | -$997.1K |
| D | 2023-08-24 | 2023-08-22 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | D - Sale to Iss | $101.89 | -20.6K | 100.7K | -17% | -$2.10M |
| D | 2023-08-24 | 2023-08-22 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | M - OptEx | $52.41 | +40.0K | 121.3K | +49% | +$2.10M |
| D | 2023-08-24 | 2023-08-22 | DVA | Waters Kathleen Alyce | Chief Legal, Pub. Affairs Off | M - OptEx | $0.00 | -40.0K | 40.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-22 | F | D | 9,630 | $101.89 | 91,091 | D | — | — | (F2) Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 2 | Common | Common Stock | 2023-08-22 | S | D | 9,794 | $101.81 | 81,297 | D | — | — | (F3) Represents the weighted average sale price of $101.8071. The range of prices for the sale of these shares was $101.38 - $102.23 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-08-22 | D | D | 20,576 | $101.89 | 100,721 | D | — | — | (F1) Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 4 | Common | Common Stock | 2023-08-22 | M | A | 40,000 | $52.41 | 121,297 | D | — | — | |
| 5 | Derivative | Stock Appreciation Rights | 2023-08-22 | M | D | 40,000 | $0.00 | 40,000 | D | $52.41 · 2022-06-20 to 2024-06-20 | 40,000 Common Stock | (F4) The Stock Appreciation Rights were granted on June 20, 2019, which vested 50% each on June 20, 2022 and June 20, 2023. |