Form 4 for DVA DaVita
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-14 · accession 0000927066-23-000231 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-18 | 2023-12-14 | DVA | Rodriguez Javier | CEO, Dir | F - Tax | $108.80 | -82.7K | 439.0K | -16% | -$9.00M |
| D | 2023-12-18 | 2023-12-14 | DVA | Rodriguez Javier | CEO, Dir | D - Sale to Iss | $108.80 | -311.6K | 521.7K | -37% | -$33.90M |
| D | 2023-12-18 | 2023-12-14 | DVA | Rodriguez Javier | CEO, Dir | M - OptEx | $67.80 | +500.0K | 833.3K | +150% | +$33.90M |
| D | 2023-12-18 | 2023-12-14 | DVA | Rodriguez Javier | CEO, Dir | M - OptEx | $0.00 | -500.0K | 2.00M | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-14 | F | D | 82,716 | $108.80 | 439,002 | D | — | — | (F2) Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 2 | Common | Common Stock | 2023-12-14 | D | D | 311,581 | $108.80 | 521,718 | D | — | — | (F1) Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 3 | Common | Common Stock | 2023-12-14 | M | A | 500,000 | $67.80 | 833,299 | D | — | — | |
| 4 | Derivative | Stock Appreciation Rights | 2023-12-14 | M | D | 500,000 | $0.00 | 2,000,000 | D | $67.80 · 2022-11-04 to 2024-11-04 | 500,000 Common Stock | (F3) The Stock Appreciation Rights were granted on November 4, 2019, which vested 50% each on November 4, 2022 and November 4, 2023. |