Form 4 for DVA DaVita
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-16 · accession 0000927066-24-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-20 | 2024-02-16 | DVA | HEARTY JAMES O | CCO | D - Sale to Iss | $119.87 | -24.8K | 47.2K | -34% | -$2.97M |
| DM | 2024-02-20 | 2024-02-16 | DVA | HEARTY JAMES O | CCO | F - Tax | $119.87 | -11.8K | 46.4K | -20% | -$1.42M |
| D | 2024-02-20 | 2024-02-16 | DVA | HEARTY JAMES O | CCO | S - Sale+OE | $119.64 | -26.2K | 20.3K | -56% | -$3.13M |
| DM | 2024-02-20 | 2024-02-16 | DVA | HEARTY JAMES O | CCO | M - OptEx | $54.40 | +54.6K | 50.1K | New | +$2.97M |
| DM | 2024-02-20 | 2024-02-16 | DVA | HEARTY JAMES O | CCO | M - OptEx | $0.00 | -54.6K | 4,609 | -92% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-16 | D | D | 21,862 | $119.87 | 56,586 | D | — | — | (F1) Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 2 | Common | Common Stock | 2024-02-16 | F | D | 11,107 | $119.87 | 45,479 | D | — | — | (F2) Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 3 | Common | Common Stock | 2024-02-16 | D | D | 2,920 | $119.87 | 47,167 | D | — | — | (F1) Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 4 | Common | Common Stock | 2024-02-16 | F | D | 739 | $119.87 | 46,428 | D | — | — | (F2) Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 5 | Common | Common Stock | 2024-02-16 | S | D | 26,164 | $119.64 | 20,264 | D | — | — | (F3) Represents the weighted average sale price of $119.6403. The range of prices for the sale of these shares was $118.71 - $120.47 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2024-02-16 | M | A | 50,000 | $52.41 | 78,448 | D | — | — | |
| 7 | Common | Common Stock | 2024-02-16 | M | A | 4,608 | $75.95 | 50,087 | D | — | — | |
| 8 | Derivative | Stock Appreciation Rights | 2024-02-16 | M | D | 50,000 | $0.00 | 0 | D | $52.41 · 2022-06-20 to 2024-06-20 | 50,000 Common Stock | (F4) The Stock Appreciation Rights were granted on June 20, 2019, which vested 50% each on June 20, 2022 and June 20, 2023. |
| 9 | Derivative | Stock Appreciation Rights | 2024-02-16 | M | D | 4,608 | $0.00 | 4,609 | D | $75.95 · 2023-03-15 to 2025-03-15 | 4,608 Common Stock | (F5) The Stock Appreciation Rights were granted on March 15, 2020, which 50% vested on March 15, 2023 and remaining 50% are scheduled to vest on March 15, 2024. |