Form 4 for DVA DaVita
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-21 · accession 0000927066-24-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-23 | 2024-02-21 | DVA | STAFFIERI MICHAEL DAVID | COO, DKC | D - Sale to Iss | $123.00 | -42.6K | 95.1K | -31% | -$5.24M |
| D | 2024-02-23 | 2024-02-21 | DVA | STAFFIERI MICHAEL DAVID | COO, DKC | S - Sale+OE | $119.81 | -29.5K | 37.7K | -44% | -$3.53M |
| D | 2024-02-23 | 2024-02-21 | DVA | STAFFIERI MICHAEL DAVID | COO, DKC | M - OptEx | $52.41 | +100.0K | 137.7K | +265% | +$5.24M |
| D | 2024-02-23 | 2024-02-21 | DVA | STAFFIERI MICHAEL DAVID | COO, DKC | F - Tax | $123.00 | -27.9K | 67.2K | -29% | -$3.43M |
| D | 2024-02-23 | 2024-02-21 | DVA | STAFFIERI MICHAEL DAVID | COO, DKC | M - OptEx | $0.00 | -100.0K | 100.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-21 | D | D | 42,610 | $123.00 | 95,077 | D | — | — | (F1) Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 2 | Common | Common Stock | 2024-02-21 | S | D | 29,488 | $119.81 | 37,687 | D | — | — | (F3) Represents the weighted average sale price of $119.8123. The range of prices for the sale of these shares was $119.43 - $120.49 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F5) Excludes 89,015 shares previously held by the reporting person directly which were transferred into the 2012 Staffieri Family Trust in transactions exempt from Section 16 reporting pursuant to Rule 16a-13. (F4) The number of shares reported include shares acquired under DaVita Employee Stock Purchase Plan, an exempt transaction pursuant to Rule 16b-3. |
| 3 | Common | Common Stock | 2024-02-21 | M | A | 100,000 | $52.41 | 137,687 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-21 | F | D | 27,902 | $123.00 | 67,175 | D | — | — | (F2) Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
| 5 | Derivative | Common Stock | 2024-02-21 | M | D | 100,000 | $0.00 | 100,000 | D | $52.41 · 2022-06-20 to 2024-06-20 | 100,000 Stock Appreciation Rights | (F6) The Stock Appreciation Rights were granted on June 20, 2019, which vested 50% each on June 20, 2022 and June 20, 2023. |