Form 4 for DVA DaVita
Accepted 2024-03-18 00:00:00 ET · period of report 2024-03-14 · accession 0000927066-24-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-18 | 2024-03-14+ | DVA | HEARTY JAMES O | CCO | A - Grant | $0.00 | +6,221 | 26.5K | +31% | $0 |
| M | 2024-03-18 | 2024-03-15 | DVA | HEARTY JAMES O | CCO | F - Tax | $136.00 | -2,425 | 24.4K | -9% | -$329.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-14 | A | A | 3,348 | $0.00 | 23,612 | D | — | — | (F1) Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2020, of which 100% vested on March 15, 2024. |
| 2 | Common | Common Stock | 2024-03-14 | A | A | 385 | $0.00 | 23,997 | D | — | — | (F2) Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2021, of which 100% vested on March 15, 2024. |
| 3 | Common | Common Stock | 2024-03-15 | F | D | 305 | $136.00 | 24,060 | D | — | — | (F6) Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 734 shares, which represents 50% of the restricted stock units granted to the Reporting Person on March 15, 2021. |
| 4 | Common | Common Stock | 2024-03-15 | F | D | 1,641 | $136.00 | 24,844 | D | — | — | (F4) Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of shares as described in footnotes 1 and 2 above. |
| 5 | Common | Common Stock | 2024-03-15 | F | D | 479 | $136.00 | 24,365 | D | — | — | (F5) Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 1,152 shares, which represents 50% of the restricted stock units granted to the Reporting Person on March 15, 2020. |
| 6 | Common | Common Stock | 2024-03-15 | A | A | 2,488 | $0.00 | 26,485 | D | — | — | (F3) These restricted stock units are scheduled to vest 50% each on March 15, 2027 and March 15, 2028, subject to continued service through each applicable vesting date. |