Form 4 for COF Capital One
Accepted 2021-07-29 00:00:00 ET · period of report 2021-07-27 · accession 0000927628-21-000249 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-29 | 2021-07-27 | COF | Slocum Michael | Pres, Commercial Banking | S - Sale+OE | $161.80 | -53.8K | 56.7K | -49% | -$8.71M |
| DM | 2021-07-29 | 2021-07-27 | COF | Slocum Michael | Pres, Commercial Banking | M - OptEx | $73.15 | +53.8K | 81.1K | +197% | +$3.94M |
| DM | 2021-07-29 | 2021-07-27 | COF | Slocum Michael | Pres, Commercial Banking | M - OptEx | $0.00 | -53.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-27 | S | D | 43,917 | $161.69 | 66,588 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.06 to $162.04. Information regarding the number of shares sold at each price will be provided upon request. |
| 2 | Common | Common Stock | 2021-07-27 | M | A | 29,413 | $74.96 | 110,505 | D | — | — | |
| 3 | Common | Common Stock | 2021-07-27 | M | A | 24,404 | $70.96 | 81,092 | D | — | — | |
| 4 | Common | Common Stock | 2021-07-27 | S | D | 9,900 | $162.27 | 56,688 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.06 to $162.66. Information regarding the number of shares sold at each price will be provided upon request. |
| 5 | Derivative | Stock Options | 2021-07-27 | M | D | 29,413 | $0.00 | 0 | D | $74.96 · — to 2025-01-28 | 29,413 Common Stock | (F4) This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter. |
| 6 | Derivative | Stock Options | 2021-07-27 | M | D | 24,404 | $0.00 | 0 | D | $70.96 · — to 2024-01-29 | 24,404 Common Stock | (F3) This option became exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter. |