Form 4 for COF Capital One
Accepted 2021-09-01 00:00:00 ET · period of report 2021-08-30 · accession 0000927628-21-000270 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-09-01 | 2021-08-30 | COF | Sanjiv Yajnik | Pres, Financial Services | S - Sale | $171.14 | -5,348 | 56.9K | -9% | -$915.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-30 | S | D | 1,830 | $169.60 | 60,384 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.13 to $170.12. Information regarding the number of shares sold at each price will be provided upon request. (F3) Includes shares acquired by the reporting person through a dividend reinvestment program since the last reported transaction. |
| 2 | Common | Common Stock | 2021-08-30 | S | D | 790 | $170.56 | 59,594 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.17 to $170.81. Information regarding the number of shares sold at each price will be provided upon request. |
| 3 | Common | Common Stock | 2021-08-30 | S | D | 1,070 | $171.82 | 58,524 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.29 to $172.25. Information regarding the number of shares sold at each price will be provided upon request. |
| 4 | Common | Common Stock | 2021-08-30 | S | D | 1,658 | $172.68 | 56,866 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.39 to $173.00. Information regarding the number of shares sold at each price will be provided upon request. |