Form 4 for COF Capital One
Accepted 2021-09-07 00:00:00 ET · period of report 2021-09-02 · accession 0000927628-21-000272 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-09-07 | 2021-09-02 | COF | LaPrade,III Frank G. | Chief Enterprise Srvcs Off | S - Sale | $161.24 | -11.7K | 44.6K | -21% | -$1.88M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-02 | S | D | 8,336 | $160.83 | 47,971 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.38 to $161.35. Information regarding the number of shares sold at each price will be provided upon request. |
| 2 | Common | Common Stock | 2021-09-02 | S | D | 1,923 | $162.12 | 46,048 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.39 to $162.38. Information regarding the number of shares sold at each price will be provided upon request. |
| 3 | Common | Common Stock | 2021-09-02 | S | D | 1,409 | $162.49 | 44,639 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.40 to $162.52. Information regarding the number of shares sold at each price will be provided upon request. |