Form 4 for COF Capital One

Accepted 2021-09-27 00:00:00 ET · period of report 2021-09-23 · accession 0000927628-21-000280 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-09-27	2021-09-23	COF	FINNERAN JOHN G JR	Senior Advisor, Corp Secy	S - Sale	$165.37	-20.0K	57.0K	-26%	-$3.31M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-23	S	D	10,000	$167.03	47,017	D	—	—	(F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on July 30, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.00 to $167.13. Information regarding the number of shares sold at each price will be provided upon request.
2	Common	Common Stock	2021-09-23	S	D	10,000	$163.70	57,017	D	—	—	(F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on July 30, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.50 to $163.95. Information regarding the number of shares sold at each price will be provided upon request.