Form 4 for COF Capital One
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0000927628-21-000300 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-03 | 2021-11-01 | COF | RASKIND PETER E | Dir | M - OptEx | $45.75 | +2,716 | 28.8K | +10% | +$124.3K |
| D | 2021-11-03 | 2021-11-01 | COF | RASKIND PETER E | Dir | S - Sale+OE | $152.33 | -2,716 | 26.1K | -9% | -$413.7K |
| D | 2021-11-03 | 2021-11-01 | COF | RASKIND PETER E | Dir | M - OptEx | $0.00 | -2,716 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | M | A | 2,716 | $45.75 | 28,812 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 2 | Common | Common Stock | 2021-11-01 | S | D | 2,716 | $152.33 | 26,096 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 3 | Derivative | Stock Options | 2021-11-01 | M | D | 2,716 | $0.00 | 0 | D | $45.75 · 2013-01-31 to 2022-01-30 | 2,716 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |