Form 4 for COF Capital One
Accepted 2022-01-31 00:00:00 ET · period of report 2022-01-27 · accession 0000927628-22-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-31 | 2022-01-27 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | S - Sale+OE | $146.82 | -57 | 3.76M | -0.0% | -$8,369 |
| D | 2022-01-31 | 2022-01-27 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $45.75 | +100 | 3.76M | +0.0% | +$4,575 |
| D | 2022-01-31 | 2022-01-27 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -100 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-27 | S | D | 57 | $146.82 | 3,758,853 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 2 | Common | Common Stock | 2022-01-27 | M | A | 100 | $45.75 | 3,758,910 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. |
| 3 | Derivative | Stock Options | 2022-01-27 | M | D | 100 | $0.00 | 0 | D | $45.75 · 2015-02-10 to 2022-01-30 | 100 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |