Form 4 for COF Capital One
Accepted 2022-02-07 00:00:00 ET · period of report 2022-02-03 · accession 0000927628-22-000053 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-07 | 2022-02-03 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | F - Tax | $148.29 | -824 | 3.76M | -0.0% | -$122.2K |
| DM | 2022-02-07 | 2022-02-03 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $148.29 | +824 | 3.76M | +0.0% | +$122.2K |
| DM | 2022-02-07 | 2022-02-03 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | A - Grant | $0.00 | +37.1K | 16.9K | New | $0 |
| DM | 2022-02-07 | 2022-02-03 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -824 | 16.8K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-03 | F | D | 169 | $148.29 | 3,758,853 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-03 | F | D | 193 | $148.29 | 3,759,022 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-03 | F | D | 186 | $148.29 | 3,759,215 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-03 | F | D | 276 | $148.29 | 3,759,401 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-03 | M | A | 169 | $148.29 | 3,759,677 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-03 | M | A | 193 | $148.29 | 3,759,508 | D | — | — | |
| 7 | Common | Common Stock | 2022-02-03 | M | A | 276 | $148.29 | 3,759,129 | D | — | — | |
| 8 | Common | Common Stock | 2022-02-03 | M | A | 186 | $148.29 | 3,759,315 | D | — | — | |
| 9 | Derivative | 2022 Restricted Stock Units | 2022-02-03 | A | A | 20,231 | $0.00 | 20,231 | D | $0.00 · 2025-02-15 to 2025-02-15 | 20,231 Common Stock | (F7) Represents restricted stock units granted on February 3, 2022 for performance year 2021. (F8) Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. |
| 10 | Derivative | Restricted Stock Units | 2022-02-03 | M | D | 169 | $0.00 | 15,365 | D | $0.00 · 2024-02-15 to 2024-02-15 | 169 Common Stock | (F6) Represents restricted stock units granted on February 4, 2021 for performance year 2021. (F2) Represents the automatic withholding of restricted stock units granted in February 2021 which settled in cash based on fair market value on February 3, 2022, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. |
| 11 | Derivative | 2020 Restricted Stock Units | 2022-02-03 | M | D | 276 | $0.00 | 19,087 | D | $0.00 · 2023-02-15 to 2023-02-15 | 276 Common Stock | (F3) Represents restricted stock units granted on January 30, 2020 for performance year 2019. (F1) Represents the automatic withholding of restricted stock units granted in January 2020 which settled in cash based on fair market value on February 3, 2022, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. |
| 12 | Derivative | 2021 Restricted Stock Units | 2022-02-03 | M | D | 193 | $0.00 | 17,560 | D | $0.00 · 2024-02-15 to 2024-02-15 | 193 Common Stock | (F5) Represents restricted stock units granted on February 4, 2021 for performance year 2020. (F2) Represents the automatic withholding of restricted stock units granted in February 2021 which settled in cash based on fair market value on February 3, 2022, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. |
| 13 | Derivative | Restricted Stock Units | 2022-02-03 | M | D | 186 | $0.00 | 16,757 | D | $0.00 · 2023-02-15 to 2023-02-15 | 186 Common Stock | (F4) Represents restricted stock units granted on January 30, 2020 for performance year 2020. (F1) Represents the automatic withholding of restricted stock units granted in January 2020 which settled in cash based on fair market value on February 3, 2022, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. |
| 14 | Derivative | Restricted Stock Units | 2022-02-03 | A | A | 16,859 | $0.00 | 16,859 | D | $0.00 · 2025-02-15 to 2025-02-15 | 16,859 Common Stock | (F9) Represents restricted stock units granted on February 3, 2022 for performance year 2022. (F8) Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. |