Form 4 for COF Capital One
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0000927628-22-000091 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-17 | 2022-02-15 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | D - Sale to Iss | $150.83 | -55.0K | 3.79M | -1% | -$8.29M |
| DM | 2022-02-17 | 2022-02-15 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | +55.0K | 3.78M | +1% | $0 |
| DM | 2022-02-17 | 2022-02-15 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -55.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | D | D | 33,891 | $150.83 | 3,758,853 | D | — | — | (F1) On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date. |
| 2 | Common | Common Stock | 2022-02-15 | D | D | 21,094 | $150.83 | 3,792,744 | D | — | — | (F1) On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date. |
| 3 | Common | Common Stock | 2022-02-15 | M | A | 33,891 | $0.00 | 3,813,838 | D | — | — | (F1) On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date. |
| 4 | Common | Common Stock | 2022-02-15 | M | A | 21,094 | $0.00 | 3,779,947 | D | — | — | (F1) On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date. |
| 5 | Derivative | Restricted Stock Units | 2022-02-15 | M | D | 21,094 | $0.00 | 0 | D | $0.00 · 2022-02-15 to 2022-02-15 | 21,094 Common Stock | (F1) On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date. (F2) The restricted stock units vested in full on February 15, 2022. |
| 6 | Derivative | 2019 Restricted Stock Units | 2022-02-15 | M | D | 33,891 | $0.00 | 0 | D | $0.00 · 2022-02-15 to 2022-02-15 | 33,891 Common Stock | (F1) On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date. (F2) The restricted stock units vested in full on February 15, 2022. |