Form 4 for COF Capital One
Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-11 · accession 0000927628-22-000127 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-15 | 2022-03-11 | COF | Borgmann Kevin S. | Senior Advisor to the CEO | A - Grant | $0.00 | +22.7K | 72.8K | +45% | $0 | |
| 2022-03-15 | 2022-03-11 | COF | Borgmann Kevin S. | Senior Advisor to the CEO | F - Tax | $130.09 | -11.0K | 61.9K | -15% | -$1.43M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-11 | A | A | 22,696 | $0.00 | 72,828 | D | — | — | (F1) These shares were earned pursuant to an award of performance shares granted on January 31, 2019 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. |
| 2 | Common | Common Stock | 2022-03-11 | F | D | 10,963 | $130.09 | 61,865 | D | — | — |