Form 4 for COF Capital One
Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-11 · accession 0000927628-22-000129 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-15 | 2022-03-11 | COF | Dean Lia | Pres, Retail Bank, Prem. Card | A - Grant | $0.00 | +11.8K | 47.6K | +33% | $0 | |
| 2022-03-15 | 2022-03-11 | COF | Dean Lia | Pres, Retail Bank, Prem. Card | F - Tax | $130.09 | -5,703 | 41.9K | -12% | -$741.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-11 | A | A | 11,814 | $0.00 | 47,558 | D | — | — | (F1) These shares were earned pursuant to an award of performance shares granted on January 31, 2019 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. (F2) Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. |
| 2 | Common | Common Stock | 2022-03-11 | F | D | 5,703 | $130.09 | 41,855 | D | — | — |