Form 4 for COF Capital One
Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-11 · accession 0000927628-22-000132 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-15 | 2022-03-11 | COF | LaPrade,III Frank G. | Chief Enterprise Srvcs Off | A - Grant | $0.00 | +30.4K | 80.4K | +61% | $0 | |
| 2022-03-15 | 2022-03-11 | COF | LaPrade,III Frank G. | Chief Enterprise Srvcs Off | F - Tax | $130.09 | -14.7K | 65.7K | -18% | -$1.91M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-11 | A | A | 30,393 | $0.00 | 80,359 | D | — | — | (F1) These shares were earned pursuant to an award of performance shares granted on January 31, 2019 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. |
| 2 | Common | Common Stock | 2022-03-11 | F | D | 14,680 | $130.09 | 65,679 | D | — | — |