Form 4 for COF Capital One
Accepted 2022-08-04 00:00:00 ET · period of report 2022-08-02 · accession 0000927628-22-000257 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-04 | 2022-08-02+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $56.32 | +25.1K | 3.77M | +0.7% | +$1.41M |
| DM | 2022-08-04 | 2022-08-02+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | S - Sale+OE | $108.26 | -25.1K | 3.76M | -0.7% | -$2.71M |
| DM | 2022-08-04 | 2022-08-02+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -25.1K | 238.2K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-02 | M | A | 12,538 | $56.32 | 3,771,401 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 2 | Common | Common Stock | 2022-08-02 | S | D | 8,193 | $107.90 | 3,763,208 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.42 to $108.39. Information regarding the number of shares sold at each price will be provided upon request. |
| 3 | Common | Common Stock | 2022-08-02 | S | D | 4,345 | $108.64 | 3,758,863 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.44 to $108.84. Information regarding the number of shares sold at each price will be provided upon request. |
| 4 | Common | Common Stock | 2022-08-03 | M | A | 12,538 | $56.32 | 3,771,401 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 5 | Common | Common Stock | 2022-08-03 | S | D | 11,057 | $108.30 | 3,760,344 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.78 to $108.68. Information regarding the number of shares sold at each price will be provided upon request. |
| 6 | Common | Common Stock | 2022-08-03 | S | D | 1,481 | $108.82 | 3,758,863 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.79 to $108.95. Information regarding the number of shares sold at each price will be provided upon request. |
| 7 | Derivative | Stock Options | 2022-08-03 | M | D | 12,538 | $0.00 | 225,681 | D | $56.32 · 2016-02-10 to 2023-01-30 | 12,538 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 8 | Derivative | Stock Options | 2022-08-02 | M | D | 12,538 | $0.00 | 238,219 | D | $56.32 · 2016-02-10 to 2023-01-30 | 12,538 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |