Form 4 for COF Capital One
Accepted 2022-08-10 00:00:00 ET · period of report 2022-08-08 · accession 0000927628-22-000261 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-10 | 2022-08-08+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | S - Sale+OE | $107.63 | -25.1K | 3.76M | -0.7% | -$2.70M |
| D | 2022-08-10 | 2022-08-08 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | G - Gift | $0.00 | -1,847 | 3.76M | -0.0% | $0 |
| DM | 2022-08-10 | 2022-08-08+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $56.32 | +25.1K | 3.77M | +0.7% | +$1.41M |
| DM | 2022-08-10 | 2022-08-08+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -25.1K | 175.5K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-08 | S | D | 8,214 | $108.26 | 3,758,863 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.96 to $108.70. Information regarding the number of shares sold at each price will be provided upon request. |
| 2 | Common | Common Stock | 2022-08-08 | G | D | 1,847 | $0.00 | 3,757,016 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-09 | M | A | 12,538 | $56.32 | 3,769,554 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 4 | Common | Common Stock | 2022-08-08 | S | D | 4,324 | $107.39 | 3,767,077 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.96 to $107.955. Information regarding the number of shares sold at each price will be provided upon request. |
| 5 | Common | Common Stock | 2022-08-09 | S | D | 1,214 | $107.93 | 3,757,016 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 6 | Common | Common Stock | 2022-08-08 | M | A | 12,538 | $56.32 | 3,771,401 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 7 | Common | Common Stock | 2022-08-09 | S | D | 11,324 | $107.24 | 3,758,230 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.84 to $107.76. Information regarding the number of shares sold at each price will be provided upon request. |
| 8 | Derivative | Stock Options | 2022-08-08 | M | D | 12,538 | $0.00 | 188,067 | D | $56.32 · 2016-02-10 to 2023-01-30 | 12,538 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 9 | Derivative | Stock Options | 2022-08-09 | M | D | 12,538 | $0.00 | 175,529 | D | $56.32 · 2016-02-10 to 2023-01-30 | 12,538 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |