Form 4 for COF Capital One
Accepted 2022-08-12 00:00:00 ET · period of report 2022-08-10 · accession 0000927628-22-000263 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-12 | 2022-08-10+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | S - Sale+OE | $114.06 | -37.6K | 3.76M | -1.0% | -$4.29M |
| DM | 2022-08-12 | 2022-08-10+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $56.32 | +37.6K | 3.77M | +1% | +$2.12M |
| DM | 2022-08-12 | 2022-08-10+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -37.6K | 150.5K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-10 | S | D | 1,190 | $112.20 | 3,757,016 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.09 to $112.36. Information regarding the number of shares sold at each price will be provided upon request. |
| 2 | Common | Common Stock | 2022-08-12 | S | D | 11,488 | $115.71 | 3,758,066 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.24 to $116.23. Information regarding the number of shares sold at each price will be provided upon request. |
| 3 | Common | Common Stock | 2022-08-12 | M | A | 12,538 | $56.32 | 3,769,554 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 4 | Common | Common Stock | 2022-08-11 | S | D | 1,050 | $116.07 | 3,757,016 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.06 to $116.13. Information regarding the number of shares sold at each price will be provided upon request. |
| 5 | Common | Common Stock | 2022-08-11 | S | D | 11,488 | $115.37 | 3,758,066 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.90 to $115.85. Information regarding the number of shares sold at each price will be provided upon request. |
| 6 | Common | Common Stock | 2022-08-11 | M | A | 12,538 | $56.32 | 3,769,554 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 7 | Common | Common Stock | 2022-08-10 | M | A | 12,538 | $56.32 | 3,769,554 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 8 | Common | Common Stock | 2022-08-10 | S | D | 2,950 | $109.47 | 3,766,604 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.08 to $110.01. Information regarding the number of shares sold at each price will be provided upon request. |
| 9 | Common | Common Stock | 2022-08-10 | S | D | 2,446 | $110.64 | 3,764,158 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.08 to $110.98. Information regarding the number of shares sold at each price will be provided upon request. |
| 10 | Common | Common Stock | 2022-08-10 | S | D | 5,952 | $111.64 | 3,758,206 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.09 to $112.07. Information regarding the number of shares sold at each price will be provided upon request. |
| 11 | Common | Common Stock | 2022-08-12 | S | D | 1,050 | $116.34 | 3,757,016 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.30 to $116.34. Information regarding the number of shares sold at each price will be provided upon request. |
| 12 | Derivative | Stock Options | 2022-08-10 | M | D | 12,538 | $0.00 | 162,991 | D | $56.32 · 2016-02-10 to 2023-01-30 | 12,538 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 13 | Derivative | Stock Options | 2022-08-12 | M | D | 12,538 | $0.00 | 137,915 | D | $56.32 · 2016-02-10 to 2023-01-30 | 12,538 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 14 | Derivative | Stock Options | 2022-08-11 | M | D | 12,538 | $0.00 | 150,453 | D | $56.32 · 2016-02-10 to 2023-01-30 | 12,538 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |