Form 4 for COF Capital One
Accepted 2022-11-15 00:00:00 ET · period of report 2022-11-10 · accession 0000927628-22-000322 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-15 | 2022-11-10+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | S - Sale+OE | $112.92 | -37.6K | 3.77M | -1.0% | -$4.25M |
| DM | 2022-11-15 | 2022-11-10+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $56.32 | +37.6K | 3.77M | +1% | +$2.12M |
| DM | 2022-11-15 | 2022-11-10+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -37.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-11 | S | D | 897 | $116.49 | 3,757,022 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.41 to $116.68. Information regarding the number of shares sold at each price will be provided upon request. |
| 2 | Common | Common Stock | 2022-11-11 | S | D | 8,900 | $115.88 | 3,757,919 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.40 to $116.37. Information regarding the number of shares sold at each price will be provided upon request. |
| 3 | Common | Common Stock | 2022-11-11 | M | A | 12,537 | $56.32 | 3,769,559 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 4 | Common | Common Stock | 2022-11-10 | S | D | 8,317 | $108.60 | 3,757,022 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.30 to $109.01. Information regarding the number of shares sold at each price will be provided upon request. |
| 5 | Common | Common Stock | 2022-11-10 | S | D | 4,220 | $107.73 | 3,765,339 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.23 to $108.20. Information regarding the number of shares sold at each price will be provided upon request. |
| 6 | Common | Common Stock | 2022-11-10 | M | A | 12,537 | $56.32 | 3,769,559 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 7 | Common | Common Stock | 2022-11-14 | M | A | 12,537 | $56.32 | 3,769,559 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 8 | Common | Common Stock | 2022-11-14 | S | D | 12,537 | $114.77 | 3,757,022 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.40 to $115.28. Information regarding the number of shares sold at each price will be provided upon request. |
| 9 | Common | Common Stock | 2022-11-11 | S | D | 2,740 | $114.73 | 3,766,819 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.25 to $115.22. Information regarding the number of shares sold at each price will be provided upon request. |
| 10 | Derivative | Stock Options | 2022-11-11 | M | D | 12,537 | $0.00 | 12,537 | D | $56.32 · 2016-02-10 to 2023-01-30 | 12,537 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 11 | Derivative | Stock Options | 2022-11-10 | M | D | 12,537 | $0.00 | 25,074 | D | $56.32 · 2016-02-10 to 2023-01-30 | 12,537 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 12 | Derivative | Stock Options | 2022-11-14 | M | D | 12,537 | $0.00 | 0 | D | $56.32 · 2016-02-10 to 2023-01-30 | 12,537 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |