Form 4 for COF Capital One
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0000927628-23-000089 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-17 | 2023-02-15 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | D - Sale to Iss | $117.47 | -35.8K | 3.76M | -0.9% | -$4.21M |
| DM | 2023-02-17 | 2023-02-15 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | +35.8K | 3.78M | +1.0% | $0 |
| DM | 2023-02-17 | 2023-02-15 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -35.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | D | D | 19,087 | $117.47 | 3,773,786 | D | — | — | (F1) On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |
| 2 | Common | Common Stock | 2023-02-15 | M | A | 16,757 | $0.00 | 3,792,873 | D | — | — | (F1) On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |
| 3 | Common | Common Stock | 2023-02-15 | M | A | 19,087 | $0.00 | 3,776,116 | D | — | — | (F1) On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |
| 4 | Common | Common Stock | 2023-02-15 | D | D | 16,757 | $117.47 | 3,757,029 | D | — | — | (F1) On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |
| 5 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 16,757 | $0.00 | 0 | D | $0.00 · 2023-02-15 to 2023-02-15 | 16,757 Common Stock | (F3) Represents restricted stock units granted on January 30, 2020 for performance year 2020. (F1) On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |
| 6 | Derivative | 2020 Restricted Stock Units | 2023-02-15 | M | D | 19,087 | $0.00 | 0 | D | $0.00 · 2023-02-15 to 2023-02-15 | 19,087 Common Stock | (F2) Represents restricted stock units granted on January 30, 2020 for performance year 2019. (F1) On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |