Form 4 for COF Capital One
Accepted 2023-07-27 00:00:00 ET · period of report 2023-07-25 · accession 0000927628-23-000252 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-07-27 | 2023-07-25 | COF | Borgmann Kevin S. | Senior Advisor to the CEO | S - Sale | $116.99 | -9,790 | 71.0K | -12% | -$1.15M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-25 | S | D | 4,988 | $117.29 | 66,034 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.03 to $117.57. Information regarding the number of shares sold at each price will be provided upon request. |
| 2 | Common | Common Stock | 2023-07-25 | S | D | 4,802 | $116.67 | 71,022 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.03 to $117.02. Information regarding the number of shares sold at each price will be provided upon request. |