Form 4 for COF Capital One
Accepted 2023-11-09 00:00:00 ET · period of report 2023-11-08 · accession 0000927628-23-000302 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-09 | 2023-11-08+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $70.96 | +7,781 | 3.85M | +0.2% | +$552.1K |
| DM | 2023-11-09 | 2023-11-08+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | S - Sale+OE | $105.38 | -7,781 | 3.85M | -0.2% | -$820.0K |
| DM | 2023-11-09 | 2023-11-08+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -7,781 | 15.6K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-08 | M | A | 3,891 | $70.96 | 3,852,303 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 2 | Common | Common Stock | 2023-11-09 | S | D | 3,890 | $105.76 | 3,848,412 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 3 | Common | Common Stock | 2023-11-08 | S | D | 3,891 | $105.00 | 3,848,412 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 4 | Common | Common Stock | 2023-11-09 | M | A | 3,890 | $70.96 | 3,852,302 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 5 | Derivative | Stock Options | 2023-11-09 | M | D | 3,890 | $0.00 | 11,670 | D | $70.96 · 2017-02-15 to 2024-01-29 | 3,890 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 6 | Derivative | Stock Options | 2023-11-08 | M | D | 3,891 | $0.00 | 15,560 | D | $70.96 · 2017-02-15 to 2024-01-29 | 3,891 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |