Form 4 for COF Capital One
Accepted 2023-11-14 00:00:00 ET · period of report 2023-11-10 · accession 0000927628-23-000306 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-14 | 2023-11-10+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $70.96 | +11.7K | 3.85M | +0.3% | +$828.1K |
| DM | 2023-11-14 | 2023-11-10+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | S - Sale+OE | $104.99 | -11.7K | 3.85M | -0.3% | -$1.23M |
| DM | 2023-11-14 | 2023-11-10+ | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -11.7K | 3,890 | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-13 | M | A | 3,890 | $70.96 | 3,852,302 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 2 | Common | Common Stock | 2023-11-10 | M | A | 3,890 | $70.96 | 3,852,302 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 3 | Common | Common Stock | 2023-11-10 | S | D | 3,890 | $104.00 | 3,848,412 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 4 | Common | Common Stock | 2023-11-14 | S | D | 3,890 | $106.93 | 3,848,412 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 5 | Common | Common Stock | 2023-11-13 | S | D | 3,890 | $104.04 | 3,848,412 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 6 | Common | Common Stock | 2023-11-14 | M | A | 3,890 | $70.96 | 3,852,302 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 7 | Derivative | Stock Options | 2023-11-10 | M | D | 3,890 | $0.00 | 7,780 | D | $70.96 · 2017-02-15 to 2024-01-29 | 3,890 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 8 | Derivative | Stock Options | 2023-11-14 | M | D | 3,890 | $0.00 | 0 | D | $70.96 · 2017-02-15 to 2024-01-29 | 3,890 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 9 | Derivative | Stock Options | 2023-11-13 | M | D | 3,890 | $0.00 | 3,890 | D | $70.96 · 2017-02-15 to 2024-01-29 | 3,890 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |