Form 4 for COF Capital One
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0000927628-23-000309 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-11-17 | 2023-11-15 | COF | HACKETT ANN F | Dir | S - Sale | $106.47 | -8,000 | 62.0K | -11% | -$851.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | S | D | 4,861 | $106.03 | 65,119 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.59 to $106.57. Information regarding the number of shares sold at each price will be provided upon request. |
| 2 | Common | Common Stock | 2023-11-15 | S | D | 3,139 | $107.14 | 61,980 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.60 to $107.34. Information regarding the number of shares sold at each price will be provided upon request. |