Form 4 for COF Capital One
Accepted 2023-12-14 00:00:00 ET · period of report 2023-12-12 · accession 0000927628-23-000319 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-12-14 | 2023-12-12 | COF | HACKETT ANN F | Dir | S - Sale | $120.00 | -2,005 | 3,000 | -40% | -$240.6K |
| M | 2023-12-14 | 2023-12-12+ | COF | HACKETT ANN F | Dir | S - Sale | $122.50 | -4,000 | 58.0K | -6% | -$490.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-12 | S | D | 2,005 | $120.00 | 3,000 | I | — | — | (F2) This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 2 | Common | Common Stock | 2023-12-12 | S | D | 2,000 | $120.00 | 59,980 | D By Spouse | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 3 | Common | Common Stock | 2023-12-13 | S | D | 2,000 | $125.00 | 57,980 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |