Form 4 for COF Capital One
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-14 · accession 0000927628-23-000326 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-18 | 2023-12-14 | COF | LaPrade,III Frank G. | Chief Enterprise Srvcs Off | S - Sale+OE | $130.00 | -39.8K | 43.2K | -48% | -$5.17M |
| D | 2023-12-18 | 2023-12-14 | COF | LaPrade,III Frank G. | Chief Enterprise Srvcs Off | M - OptEx | $86.34 | +28.0K | 82.9K | +51% | +$2.41M |
| D | 2023-12-18 | 2023-12-14 | COF | LaPrade,III Frank G. | Chief Enterprise Srvcs Off | M - OptEx | $0.00 | -28.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-14 | S | D | 27,955 | $130.00 | 54,991 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023. in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 2 | Common | Common Stock | 2023-12-14 | S | D | 11,805 | $130.00 | 43,186 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023. in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 3 | Common | Common Stock | 2023-12-14 | M | A | 27,955 | $86.34 | 82,946 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023. in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 4 | Derivative | Stock Options | 2023-12-14 | M | D | 27,955 | $0.00 | 0 | D | $86.34 · — to 2027-02-02 | 27,955 Common Stock | (F3) This option became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter. |