Form 4 for COF Capital One
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0000927628-24-000088 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-20 | 2024-02-15 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | +32.5K | 3.87M | +0.8% | $0 |
| DM | 2024-02-20 | 2024-02-15 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | D - Sale to Iss | $135.66 | -32.5K | 3.85M | -0.8% | -$4.40M |
| DM | 2024-02-20 | 2024-02-15 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -32.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-15 | M | A | 15,196 | $0.00 | 3,880,884 | D | — | — | (F1) On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |
| 2 | Common | Common Stock | 2024-02-15 | D | D | 17,270 | $135.66 | 3,863,614 | D | — | — | (F1) On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |
| 3 | Common | Common Stock | 2024-02-15 | D | D | 15,196 | $135.66 | 3,848,418 | D | — | — | (F1) On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |
| 4 | Common | Common Stock | 2024-02-15 | M | A | 17,270 | $0.00 | 3,865,688 | D | — | — | (F1) On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |
| 5 | Derivative | 2021 Restricted Stock Units | 2024-02-15 | M | D | 17,270 | $0.00 | 0 | D | $0.00 · 2024-02-15 to 2024-02-15 | 17,270 Common Stock | (F2) Represents restricted stock units granted on February 4, 2021 for performance year 2020. (F1) On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |
| 6 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 15,196 | $0.00 | 0 | D | $0.00 · 2024-02-15 to 2024-02-15 | 15,196 Common Stock | (F3) Represents restricted stock units granted on February 4, 2021 for performance year 2021. (F1) On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |