Form 4 for COF Capital One
Accepted 2024-07-19 00:00:00 ET · period of report 2024-07-17 · accession 0000927628-24-000245 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-07-19 | 2024-07-17 | COF | Alexander Robert M. | CIO | S - Sale+OE | $150.00 | -30.7K | 73.7K | -29% | -$4.61M |
| D | 2024-07-19 | 2024-07-17 | COF | Alexander Robert M. | CIO | M - OptEx | $86.34 | +21.3K | 104.5K | +26% | +$1.84M |
| D | 2024-07-19 | 2024-07-17 | COF | Alexander Robert M. | CIO | M - OptEx | $0.00 | -21.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-17 | S | D | 21,347 | $150.00 | 83,129 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 2 | Common | Common Stock | 2024-07-17 | M | A | 21,347 | $86.34 | 104,476 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 3 | Common | Common Stock | 2024-07-17 | S | D | 9,395 | $150.00 | 73,734 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 4 | Derivative | Stock Options | 2024-07-17 | M | D | 21,347 | $0.00 | 0 | D | $86.34 · — to 2027-02-02 | 21,347 Common Stock | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) This option became fully exercisable on February 15, 2020. |