Form 4 for COF Capital One
Accepted 2024-08-06 00:00:00 ET · period of report 2024-08-02 · accession 0000927628-24-000266 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-06 | 2024-08-02 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $74.96 | +115.8K | 4.05M | +3% | +$8.68M |
| D | 2024-08-06 | 2024-08-02 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | F - Tax | $136.12 | -87.2K | 3.96M | -2% | -$11.88M |
| D | 2024-08-06 | 2024-08-02 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -115.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-02 | M | A | 115,812 | $74.96 | 4,048,399 | D | — | — | |
| 2 | Common | Common Stock | 2024-08-02 | F | D | 87,245 | $136.12 | 3,961,159 | D | — | — | (F1) Total reflects shares withheld to pay the exercise price for the options to purchase common stock and to pay the withholding tax incurred in connection with the exercise. (F2) Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. |
| 3 | Derivative | Stock Options | 2024-08-02 | M | D | 115,812 | $0.00 | 0 | D | $74.96 · 2018-02-15 to 2025-01-29 | 115,812 Common Stock |