Form 4 for COF Capital One
Accepted 2024-08-08 00:00:00 ET · period of report 2024-08-06 · accession 0000927628-24-000269 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-08 | 2024-08-06 | COF | Borgmann Kevin S. | Senior Advisor to the CEO | S - Sale+OE | $132.86 | -61.5K | 60.1K | -51% | -$8.18M |
| D | 2024-08-08 | 2024-08-06 | COF | Borgmann Kevin S. | Senior Advisor to the CEO | M - OptEx | $86.34 | +23.6K | 102.5K | +30% | +$2.04M |
| D | 2024-08-08 | 2024-08-06 | COF | Borgmann Kevin S. | Senior Advisor to the CEO | M - OptEx | $0.00 | -23.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-06 | S | D | 2,503 | $131.28 | 76,381 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.86 to $131.84. Information regarding the number of shares sold at each price will be provided upon request. |
| 2 | Common | Common Stock | 2024-08-06 | S | D | 16,291 | $133.37 | 78,884 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request. |
| 3 | Common | Common Stock | 2024-08-06 | S | D | 3,754 | $132.20 | 95,175 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.84 to $132.66. Information regarding the number of shares sold at each price will be provided upon request. |
| 4 | Common | Common Stock | 2024-08-06 | S | D | 3,537 | $131.27 | 98,929 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.83 to $131.77. Information regarding the number of shares sold at each price will be provided upon request. |
| 5 | Common | Common Stock | 2024-08-06 | M | A | 23,582 | $86.34 | 102,466 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 6 | Common | Common Stock | 2024-08-06 | S | D | 2,622 | $132.25 | 73,759 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.84. Information regarding the number of shares sold at each price will be provided upon request. |
| 7 | Common | Common Stock | 2024-08-06 | S | D | 9,279 | $133.37 | 40,934 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F12) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.98 to $133.80. Information regarding the number of shares sold at each price will be provided upon request. |
| 8 | Common | Common Stock | 2024-08-06 | S | D | 2,200 | $132.23 | 50,213 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.66. Information regarding the number of shares sold at each price will be provided upon request. |
| 9 | Common | Common Stock | 2024-08-06 | S | D | 2,338 | $131.29 | 52,413 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.85 to $131.77. Information regarding the number of shares sold at each price will be provided upon request. |
| 10 | Common | Common Stock | 2024-08-06 | S | D | 5,304 | $133.37 | 54,751 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.67. Information regarding the number of shares sold at each price will be provided upon request. |
| 11 | Common | Common Stock | 2024-08-06 | S | D | 11,325 | $133.37 | 62,434 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request. |
| 12 | Common | Common Stock | 2024-08-06 | S | D | 1,068 | $131.22 | 61,366 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.74 to $131.64. Information regarding the number of shares sold at each price will be provided upon request. |
| 13 | Common | Common Stock | 2024-08-06 | S | D | 1,311 | $132.17 | 60,055 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.77 to $132.66. Information regarding the number of shares sold at each price will be provided upon request. |
| 14 | Derivative | Stock Options | 2024-08-06 | M | D | 23,582 | $0.00 | 0 | D | $86.34 · — to 2027-02-02 | 23,582 Common Stock | (F13) These options became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter. |