Form 4 for COF Capital One
Accepted 2024-11-12 00:00:00 ET · period of report 2024-11-07 · accession 0000927628-24-000318 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-11-12 | 2024-11-07 | COF | Alexander Robert M. | CIO | S - Sale | $187.12 | -16.6K | 67.2K | -20% | -$3.11M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-07 | S | D | 100 | $188.57 | 57,140 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 2 | Common | Common Stock | 2024-11-07 | S | D | 6,516 | $186.80 | 60,624 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.31 to $187.29. Information regarding the number of shares sold at each price will be provided upon request. |
| 3 | Common | Common Stock | 2024-11-07 | S | D | 3,384 | $187.71 | 57,240 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.32 to $188.23. Information regarding the number of shares sold at each price will be provided upon request. |
| 4 | Common | Common Stock | 2024-11-07 | S | D | 100 | $188.57 | 67,140 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 5 | Common | Common Stock | 2024-11-07 | S | D | 4,328 | $186.77 | 69,406 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.31 to $187.06. Information regarding the number of shares sold at each price will be provided upon request. |
| 6 | Common | Common Stock | 2024-11-07 | S | D | 2,166 | $187.74 | 67,240 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.32 to $188.23. Information regarding the number of shares sold at each price will be provided upon request. |