Form 4 for COF Capital One
Accepted 2025-05-20 00:00:00 ET · period of report 2025-05-18 · accession 0000927628-25-000179 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-05-20 | 2025-05-18 | COF | MAHERAS THOMAS G | Dir | A - Grant | $0.00 | +66.4K | 66.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-18 | A | A | 65,272 | $0.00 | 65,272 | D | — | — | (F1) Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05. |
| 2 | Common | Common Stock | 2025-05-18 | A | A | 1,159 | $0.00 | 66,431 | D | — | — | (F2) Restricted stock units that vest in their entirety on May 18, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. |