Form 4 for FTK FLOTEK INDUSTRIES INC/CN/
Accepted 2022-12-22 00:00:00 ET · period of report 2022-12-20 · accession 0000928054-22-000223 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-22 | 2022-12-20 | FTK | CLEMENT JAMES BOND | CFO | A - Grant | $0.00 | +347.9K | 347.9K | New | $0 |
| DM | 2022-12-22 | 2022-12-20 | FTK | CLEMENT JAMES BOND | CFO | A - Grant | $0.00 | +371.9K | 371.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-12-20 | A | A | 100,000 | $0.00 | 100,000 | D | — | — | (F1) Vests ratably over two years. |
| 2 | Common | Common Shares | 2022-12-20 | A | A | 247,934 | $0.00 | 347,934 | D | — | — | (F2) Vests ratably over three years. |
| 3 | Derivative | Stock Option | 2022-12-20 | A | A | 185,951 | $0.00 | 185,951 | D | $1.08 · — to 2032-12-20 | 185,951 Common Shares | (F3) Vests on share performance metrics determined by the board. Exercise price is the closing price on the day prior to grant. |
| 4 | Derivative | Stock Option | 2022-12-20 | A | A | 185,950 | $0.00 | 371,901 | D | $1.08 · — to 2032-12-20 | 185,950 Common Shares | (F4) Vests on achievement of performance metrics determined by the board. Exercise price is the closing price on the day prior to grant. |